THE LATEST

News and updates from the ASA Newsroom.

Mar 8, 20231 min read

ASA Calls on SEC to Delay Comment Timeline for Market Structure Proposals

Feb 23, 20231 min read

ASA Calls on SEC to Reject SRO Executed Share Model Proposal

Feb 15, 20231 min read

Applauds SEC Action to Expand Safeguarding Rule

Feb 15, 20231 min read

ASA Welcomes SEC’s Proposal to Shorten Settlement Cycle to T+1

Feb 13, 20231 min read

ASA Applauds District Court’s Decision to Invalidate DOL Policy as Unlawful Rulemaking

Feb 7, 20232 min read

ASA Submits Recommendations to SEC Small Business Capital Formation Advisory Committee

Feb 2, 20231 min read

ASA Encourages SEC to Reconsider Provisions to Investment Advisors Act

Dec 27, 20221 min read

ASA Submits Comments on SEC’s Outsourcing Proposal

Dec 15, 20221 min read

ASA Sends DOL Letter on Independent Contractors

Dec 12, 20221 min read

ASA Raises Concerns on DOL Proposed Rule

Oct 13, 20222 min read

ASA Calls on SEC to Refocus on Capital Formation

Sep 30, 20221 min read

ASA Submits Comments on MSRB and FINRA Proposal

Sep 14, 20221 min read

ASA Submits Letter on SEC’s Shareholder Proposal Rule

Sep 13, 20221 min read

ASA Sends Comment Letter to NASAA on REIT Proposal

Sep 6, 20221 min read

ASA Submits Comment Letter on FINRA's Proposed Rule

Aug 17, 20222 min read

ASA Submits Comment Letter on SEC’s ESG Proposed Rule

Jun 23, 20222 min read

ASA Warns SEC Against New and Disruptive Municipal Bond Market Regulations

Jun 13, 20222 min read

ASA Urges SEC to Drop Climate-Disclosure Rule

May 2, 20222 min read

ASA Comments on FINRA Regulatory Notice 22-08

Apr 22, 20222 min read