THE LATEST

News and updates from the ASA Newsroom.

Dec 20, 20231 min read

ASA Statement on Circuit Court Vacating SEC Stock Buyback Reporting Rule

Dec 4, 20233 min read

ASA Submits Comments to NASAA on Broker-Dealer Model Rule

Nov 16, 20232 min read

Joint Trade Associations Warn Congress of ‘Detrimental Impact’ of FTC, DOJ’s HSR Pre-Merger Proposal

Nov 14, 20231 min read

ASA Urges Department of Labor to Extend Comment Period on Proposed Fiduciary Rule

Oct 30, 20232 min read

ASA Submits Comments on SEC Proposed Rule for Safeguarding Advisory Client Assets

Oct 10, 20233 min read

ASA Opposes Proposed Predictive Data Analytics Rulemaking

Sep 28, 20233 min read

ASA Submits Comments on Proposed FTC Rule Amending HSR Pre-Merger Filing Process

Sep 18, 20232 min read

Trade Associations Send Letters to SEC on Negative Impacts of Predictive Data Analytics Proposal

Sep 11, 20234 min read

ASA Comments on SEC’s Daily Computation of Customer & Broker-Dealer Reserve Requirements Proposal

Aug 29, 20231 min read

ASA Submits Comments to SEC on FINRA’s Remote Inspection Pilot Program

Aug 18, 20232 min read

ASA Supports Issuer Comment Letter on Treasury’s IRA Tax Credit Guidance

Aug 10, 20233 min read

ASA Comments on FINRA Liquidity Risk Management Proposal

Jun 13, 20231 min read

ASA Resubmits Comments to SEC on Proposal to Amend Definition of “Exchange”

Jun 5, 20233 min read

ASA Submits Comments to SEC on Cybersecurity Proposals

Apr 25, 20232 min read

ASA Calls on SEC to Address Decline in IPOs

Apr 18, 20231 min read

ASA Applauds Rep. Donalds Letter to the SEC

Apr 4, 20231 min read

ASA Sends Joint Letter to SEC on Clawback Rule

Mar 31, 20232 min read

ASA Submits Comments to SEC on Market Structure Proposals

Mar 29, 20233 min read

ASA Issues Statement Ahead of FSGG Budget Hearing

Mar 24, 20231 min read