THE LATEST

News and updates from the ASA Newsroom.

Jan 101 min read

Following CCP Hack Targeting Treasury, ASA Demands SEC End CAT’s Collection of American Investors Personal and Financial Information

Dec 13, 20242 min read

ASA Calls on FDIC to Abandon Brokered Deposits Rule

Dec 10, 20242 min read

ASA Outlines Priorities for Future of SEC’s Investor Advisory Committee

Oct 31, 20242 min read

ASA Calls for Transparency Ahead of MSRB Concept Release

Oct 29, 20242 min read

ASA Requests Permanent Relief from SEC’s Rule 15c2-11 for Fixed Income

Aug 30, 20242 min read

Regulated Monopolies Seek to Tax American Investors After Backroom Deal

Aug 27, 20242 min read

ASA Sends Letter to SEC Highlighting Penny Stock Listing Risk

Aug 21, 20242 min read

ASA Urges SEC to Abandon One Minute Reporting Proposal

Aug 2, 20242 min read

ASA Submits Comments on Treasury Outbound Investment Proposal

Jul 9, 20241 min read

ICYMI: ASA Files Supplemental Authority in CAT Lawsuit Against the SEC

Jun 25, 20241 min read

ICYMI: ASA Joins Amicus Brief in Iowa v. SEC

Jun 6, 20241 min read

ASA Files Lawsuit Against SEC Under the Freedom of Information Act

Apr 15, 20242 min read

ASA, Trade Associations Urge Department of Labor to Reconsider ‘Rushed’, ‘Dismissive’ Retirement Security Rulemaking Process

Apr 8, 20242 min read

ASA Submits Comments to Treasury on Financial Inclusion

Feb 26, 20241 min read

ASA Submits Comments to MSRB on Impact of Municipal Market Regulation on Small and Mid-Sized Firms

Feb 16, 20242 min read

ASA Submits Comments on One-Minute Trade Reporting Proposal

Feb 14, 20242 min read

ASA Demands SEC to Heed FBI Director Wray’s CCP Cyber Threat Warnings and Remove PII from Consolidated Audit Trail

Jan 16, 20242 min read

ASA Comments on Basel III Endgame Proposal

Jan 5, 20243 min read

ASA, Healthy Markets Submit Comments to SEC Supporting Volume-Based Exchange Transaction Pricing Proposal

Jan 3, 20242 min read