THE LATEST

News and updates from the ASA Newsroom.

6 days ago2 min read

ASA Calls on FDIC to Abandon Brokered Deposits Rule

Dec 102 min read

ASA Outlines Priorities for Future of SEC’s Investor Advisory Committee

Oct 312 min read

ASA Calls for Transparency Ahead of MSRB Concept Release

Oct 292 min read

ASA Requests Permanent Relief from SEC’s Rule 15c2-11 for Fixed Income

Aug 302 min read

Regulated Monopolies Seek to Tax American Investors After Backroom Deal

Aug 272 min read

ASA Sends Letter to SEC Highlighting Penny Stock Listing Risk

Aug 212 min read

ASA Urges SEC to Abandon One Minute Reporting Proposal

Aug 22 min read

ASA Submits Comments on Treasury Outbound Investment Proposal

Jul 91 min read

ICYMI: ASA Files Supplemental Authority in CAT Lawsuit Against the SEC

Jun 251 min read

ICYMI: ASA Joins Amicus Brief in Iowa v. SEC

Jun 61 min read

ASA Files Lawsuit Against SEC Under the Freedom of Information Act

Apr 152 min read

ASA, Trade Associations Urge Department of Labor to Reconsider ‘Rushed’, ‘Dismissive’ Retirement Security Rulemaking Process

Apr 82 min read

ASA Submits Comments to Treasury on Financial Inclusion

Feb 261 min read

ASA Submits Comments to MSRB on Impact of Municipal Market Regulation on Small and Mid-Sized Firms

Feb 162 min read

ASA Submits Comments on One-Minute Trade Reporting Proposal

Feb 142 min read

ASA Demands SEC to Heed FBI Director Wray’s CCP Cyber Threat Warnings and Remove PII from Consolidated Audit Trail

Jan 162 min read

ASA Comments on Basel III Endgame Proposal

Jan 53 min read

ASA, Healthy Markets Submit Comments to SEC Supporting Volume-Based Exchange Transaction Pricing Proposal

Jan 32 min read

Joint Trade Associations Urge SEC, MSRB to Improve Budget Transparency

Dec 27, 20232 min read