THE LATEST

News and updates from the ASA Newsroom.

Jun 30, 20202 min read

ASA Welcomes New DOL Proposal, Urges Harmonization with Reg BI

Jun 27, 20201 min read

ASA Commends Second Circuit for Upholding Reg BI

Jun 25, 20202 min read

ASA Statement on SEC Chair House Financial Services Testimony

Jun 4, 20202 min read

ASA Outlines Policy Recommendations to End China’s Fraud on American Financial Markets

Apr 29, 20205 min read

ASA Challenges SEC’s Regulation By Enforcement

Apr 29, 20202 min read

Politico: Groups Petition SEC for Rule on Mutual Fund Fees

Apr 22, 20202 min read

SEC Chairman Clayton Right to Warn Americans About Risks of Investing in Chinese Companies

Apr 20, 20202 min read

SEC and FINRA Should Harmonize Rules Around Reg BI

Apr 2, 20202 min read

China’s Luckin Coffee Fraud Proves Risks to American Investors Is Real

Feb 18, 20202 min read

ASA Names Kelli McMorrow Head of Government Affairs

Feb 6, 20203 min read

ASA Opinion: Let’s Do the Right Thing for Massachusetts’ Savers

Jan 30, 20203 min read

InvestmentNews: 8 predictions for IBDs in 2020

Jan 10, 20202 min read

FINRA Customer Beneficiary Proposal Improves Investor Protections

Jan 7, 20202 min read

ASA Urges Massachusetts to Adopt SEC’s National Reg BI Standard

Dec 6, 20192 min read

SEC’s Muni Advisor Regulatory Rollback Would Undermine Investor Protections

Oct 19, 20193 min read

Why Are American Investors Funding Chinese Fraud?

Jul 19, 20191 min read

ASA Statement on Nomination of Eugene Scalia for Labor Secretary

Jun 14, 20191 min read

New Jersey Must Adopt SEC’s National Reg BI Standard

Jun 6, 20192 min read

SEC’s Reg BI Rule Strengthens Investor Protections, Improves Trust and Confidence

May 24, 20191 min read