THE LATEST

News and updates from the ASA Newsroom.

7 days ago1 min read

ASA Congratulates Rep. French Hill on Financial Services Chairmanship

Dec 102 min read

ASA Outlines Priorities for Future of SEC’s Investor Advisory Committee

Dec 41 min read

ASA Congratulates Paul Atkins on SEC Chair Nomination

Sep 181 min read

ASA Applauds SEC’s Tick Size and Exchange Access Reforms

Aug 272 min read

ASA Sends Letter to SEC Highlighting Penny Stock Listing Risk

Jun 271 min read

ASA Calls on SEC to Challenge Monopoly Interests in Market Structure Proposal

May 72 min read

ASA Statement Ahead of Financial Services Hearing on SEC Enforcement

Mar 212 min read

ASA Statement Ahead of Financial Services Hearing on Import of Global Governance Financial Regulation

Mar 72 min read

ASA Statement on SEC Investor Advisory Committee & Equity Market Structure

Mar 62 min read

ASA Statement on SEC Climate Disclosure & Market Structure Rule 605 Rulemakings

Dec 12, 20231 min read

ASA Statement Ahead of Financial Services Hearing on Examining Regulators, SROs

Oct 18, 20231 min read

ASA Statement on SEC Volume-Based Exchange Transaction Pricing Proposal

Oct 13, 20232 min read

ASA Statement on SEC Short Sale Disclosure on CAT Rule

Sep 12, 20232 min read

ASA Statement Ahead of Senate Banking Committee Hearing with SEC Chair Gensler

Sep 6, 20232 min read

ASA Statement on SEC’s CAT Executed Share Model Rulemaking

Jul 26, 20232 min read

ASA Statement on SEC’s Cybersecurity & Gamification Rulemakings

Jun 21, 20232 min read

ASA Expresses Concerns with SEC Regulatory Agenda to Financial Services Committee

Jun 14, 20232 min read

ASA Statement on the SEC’s Spring 2023 Regulatory Agenda

Jun 13, 20231 min read

ASA Resubmits Comments to SEC on Proposal to Amend Definition of “Exchange”

Mar 31, 20232 min read