THE LATEST

News and updates from the ASA Newsroom.

Dec 12, 20231 min read

ASA Statement Ahead of Financial Services Hearing on Examining Regulators, SROs

Nov 2, 20232 min read

ASA Outlines Consequences of SEC Regulatory Agenda to Financial Services Committee

Oct 6, 20232 min read

ASA Commends Senators Kennedy & Britt Urging GAO Review of CAT in Light of Investor Privacy Concerns

Sep 27, 20232 min read

ASA Statement on Oversight of SEC Ahead of House Financial Services Committee Hearing

Sep 19, 20232 min read

ASA Statement Ahead of Financial Services Hearing on Oversight of SEC Investment Management

Sep 12, 20232 min read

ASA Statement Ahead of Senate Banking Committee Hearing with SEC Chair Gensler

Aug 1, 20232 min read

ASA Joins U.S. Chamber, Business Trades Sending Letter to Congress on Arbitration Legislation

Jul 19, 20233 min read

ASA Statement Ahead of Senate FSGG Budget Hearing

Jun 30, 20232 min read

ASA Supports Senate Legislation on MiFID II No-Action Relief

Jun 21, 20232 min read

ASA Expresses Concerns with SEC Regulatory Agenda to Financial Services Committee

Jun 16, 20232 min read

ASA Supports Bipartisan Congressional Letter to SEC on MiFID II No-Action Relief

Jun 14, 20232 min read

ASA Supports Congressional Letter to SEC Outlining CAT Cybersecurity Concerns

Apr 19, 20231 min read

ASA Sends Letter to Capital Markets Subcommittee

Apr 17, 20232 min read

ASA to Congress: Hold Chairman Gensler Accountable

Mar 28, 20231 min read

ASA to Congress: Where Was FSOC?

Mar 9, 20231 min read

ASA Welcomes House Financial Services IPO Legislation

Feb 28, 20231 min read

ASA Calls on Congress to Create Consolidated Business Prohibition List

Feb 8, 20231 min read

ASA Commends Capital Markets Subcommittee for Prioritizing Capital Formation

Feb 7, 20232 min read

ASA Submits Testimony to Financial Services Committee on CCP Economic Threat

Feb 1, 20231 min read