THE LATEST

News and updates from the ASA Newsroom.

Feb 93 min read

ASA in Fortune: Leading senators express concern over crypto case in which SEC admitted to misleading statements: ‘Trust is undermined’

Dec 21, 20234 min read

ASA in The Bond Buyer: Muni advocates wary of Basel III

Dec 18, 20233 min read

ICYMI: Cui Bono From Financial Regulation?

Sep 25, 20233 min read

ASA in The Wall Street Journal: The SEC Wants to Spy on Your Portfolio

Aug 22, 20237 min read

ASA in InvestmentNews: Tsunami of new rules bears down on advisors

Jul 14, 20233 min read

ICYMI: Republicans, ASA in fight with SEC over 'unconstitutional' list of investor info

Feb 17, 20231 min read

ASA Board Member Inducted into Arkansas Business Hall of Fame

Jan 9, 20232 min read

ASA Names Jessica Giroux as General Counsel, Head of Fixed Income Policy

Dec 16, 20222 min read

LPL Releases Financial Study on Federal Retirement Legislation

Dec 13, 20223 min read

ASA Opinion: Sam Bankman-Fried's FTX brought us crypto's Madoff moment.

Mar 11, 20212 min read

InvestmentNews: Bill that could make independent advisers employees faces Senate stall

Feb 23, 20214 min read

Bloomberg: Wall Street Transaction Tax Gets Fresh Look After GameStop Frenzy

Dec 29, 20202 min read

ASA Letter to WSJ: Real Audits for Chinese Firms Listed in the U.S.

Oct 8, 20202 min read

The Bond Buyer: Lobbying Group ASA Triples Size Through Affiliate Program

Jun 11, 20203 min read

Bond Buyer: Representation under MSRB proposal an issue for dealers

May 8, 20202 min read

The Bond Buyer: Dealers Push for Bond Provisions in Next Coronavirus Bill

Apr 29, 20202 min read

Politico: Groups Petition SEC for Rule on Mutual Fund Fees

Mar 2, 20203 min read

POLITICO: Lurking Beneath the Market Turmoil, Years of Mounting Financial Risks

Feb 13, 20202 min read

The Bond Buyer: A New Voice in the Muni Lobby

Feb 6, 20203 min read